Executive decisions for your financial future

In your career, you’ve provided direction and leadership for companies and the people who help make them successful. While the rewards of your strategic vision are gratifying and significant, personally and financially, you may find you need to turn your attention to what you want your financial future to look like.

We understand that those in high-powered positions often contend with the greatest degree of complexity when it comes to financial planning. Drawing on our extensive experience with executives and other key employees, we offer robust solutions to help you plan effectively for your substantial pool of assets – from managing deferred compensation and diversifying concentrated stock positions to 10b5-1 planning and investment banking.

By understanding your unique needs and leveraging the diverse resources of Raymond James, we can provide comprehensive guidance, planning and implementation in regard to:

  • Financial and Estate Planning
  • Tax Planning
  • Risk Management
  • Asset Management
  • Portfolio Design and Management
  • Alternative Investments
  • Lending*
  • Insurance
  • Education Planning
  • ESOPs
  • Cashless Stock Option Exercises
  • Rule 144 Executions
  • 10b5-1 Sales Plans
  • Hedging and Monetization for Concentrated Equity Positions
  • Share Repurchase Programs
  • Corporate Cash Management
  • 401(k) Retirement Programs
  • Other Retirement Programs
  • Executive Benefit Platforms

As a business owner, you’ve had mentors along the way who’ve helped you make your business what it is today. You’ve also learned that you can’t do each single thing it takes to preserve the continued success of your business. Whether working with accountants, attorneys, or other specialized professionals, you know the value of partnering with the right people – those who care about your business and have the knowledge to keep you on your path to success.

It’s only natural you’d want to associate with a team who possesses the same level of understanding when it comes to getting the financial advice and solutions necessary to take your business further. We understand the challenges business owners often face and have helped many new, growing and mature businesses plan for success. Most important, we recognize your business is unique.

In addition to our own experience and financial knowledge, we have access to all the resources of Raymond James, one of the country’s leading financial services firms. Best of all, you’ll enjoy the confidence of knowing you have a single, trusted source for financial advice – and more time to devote to growing your business.

Working with you as a partner in your success, we’ll take the time to understand your goals and help you address a wide variety of needs, including:

  • Portfolio design and management
  • Asset management and protection
  • Cash management
  • Employee retention
  • Risk management
  • Tax planning
  • Lending*
  • Business valuation
  • Retirement and succession planning
  • Financial and estate planning

No doubt, you’ve put long hours into establishing and running a successful practice. With your days spent caring for your clients or patients – there isn’t enough time, or perhaps interest, in managing your financial affairs.

However, you know how important it is to make smart financial decisions and that’s where we can help. We provide hands-on financial planning that includes structuring your plan and managing your portfolio. You may have unique requirements such as protecting assets from liability risk, tax planning, managing cash flow, mitigating the effects of healthcare cutbacks, managing education debt, valuating a firm or practice for purchase or sale and, ultimately, achieving financial independence. We can help prioritize these unique needs and uncover any you may not have considered.

Rely on us to serve as your trusted partner to help manage your investments, and mitigate your tax burden, while also addressing key issues such as estate planning, generational wealth transfer and your philanthropic efforts for you or the needs of your firm or practice. Our goal is to provide you with the high-level service and expertise that can help both you and your clients thrive. We have the experience, commitment and resources to:

  • Create comprehensive financial plans
  • Structure balanced investment portfolios
  • Manage and rebalance investments on an ongoing basis
  • Provide personal guidance and answers to your questions
  • Deliver clear, comprehensive and up-to-date reporting
  • Offer intergenerational wealth planning, business succession strategies and truly customized portfolios

*Banking and lending solutions provided by Raymond James Bank, N.A. Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. are affiliated with Raymond James Bank, N.A., a federally chartered national bank. Unless otherwise specified, products purchased from or held at Raymond James Financial Services or Raymond James & Associates, Inc. are not insured by the FDIC, are not deposits or other obligations of Raymond James Bank, are not guaranteed by Raymond James Bank and are subject to investment risks, including possible loss of the principal invested.